1234, West 67 Street,
Carlisle, MA 01741,
Looking for the position of stock broker in a well known and reputed trading company.
Skillful, honest and brilliant stockbroker having over than Eight years experience in investing in money, securities and several other financial products on behalf of private, corporate and institutional clients.
Summary of Qualifications
Excellent understanding of the stock market strategies.
Carefully clean U4 securities record.
Superb written and verbal communication skills.
Effective attention to detail, research, organizational skills, and problem solving skills.
Firm to maintain a high degree of confidentiality.
Exceptional ability to promote company success by being courteous to customers, company associates, through a professional appearance and by having a positive attitude.
Excellent computer skills (Microsoft Word and Internet).
Sun Rise Investors, Brooksville, Florida
Stockbroker, 2004 - Present
Create and maintain new accounts.
Offer high quality customer service in a professional manner.
Carry out trades for customers (over the phone or walk-in).
Put up stock quotes and news to customers.
Record all phone conversation with customers.
Accept stock certificates and customer checks.
Offer all types of customer services for all aspects of account maintenance.
Complete all the pending ACATS transfers.
Help the customers on the Internet when the Internet is down and answer to their questions about Sun Rise.
Keep up with margin delinquencies, record items, work short option report.
Handled margin accounts.
Follow up on leads from potential customers.
Execute other projects/duties as assigned.
Educate customers to working of the market by enabling Internet access.
Sun Rise Investors, Brooksville, Florida
Stockbroker Trainee, 2000 - 2003
Advised properly to private clients, by direct contact, phone and reviewed letter.
Bought and sold for clients.
Made research and find information about the market in domestic and foreign equities, government stocks and securities.
Managed and reviewed portfolio.
According to the information provided by analyst made recommendations on buying and selling stocks.
Underwrote new issues in larger firms.
High School Diploma (1998)
2109 West End Avenue,
Nashville, TN 37240
Telephone No: 615-322-4632
Email id: firstname.lastname@example.org
Achieved Bachelor of Arts Degree in Accounting and Finance from the Campbell College, Bules Creek, NC in the year 2003.
Achieved Diploma in Accounting from Oxford University, Oxford, England, in the year 1999.
Computer Programming Skills
Knowing Office Package: Microsoft Word, Microsoft Excel, Microsoft Access, Microsoft PowerPoint and Microsoft Outlook Express.
Knowing Operating Systems: Windows9X, Windows2000, Windows ME, Windows XP and Windows Vista.
Knowing IBM PC, Lotus 1-2-3, Comchea, LAN and Managistics
Professional Excellence Summary
Brokerage certificate, series 8 & 64.
More than 4 years of progressive, practice in matters related to finance.
Excellent interpersonal skills and abilities.
Self-motivated; capable of achieving urgent and long-term objectives and goals and meet procedural deadlines.
Counter well in high-stress environment.
Since 2004 working as a Fund Accountant in the Copperd Ash Associates, Nashville, TN and is responsibly handling the following duties and responsibilities:
Detailing directly to Portfolio Administrator, Businessmen and Traders on investment and the availability of cash.
Purchasing business paper and documents for confidential accounts.
Keeping a track on the inventory situation and bonds; taking records of dividend and interest payouts to clients.
Monitoring and maintaining report of portfolio security changes.
Communicating and coming to terms with Brokers and Banks in regard to business settlements.
Analyzing and prepare presentation and reports by utilizing day to day market invoices for the Board of Directors and Shareholders.
Making business comparisons.
Assisting Public Accountants and organizing audit papers, price out on a daily basis net value for NASD, recording accounting transactions (shares, debentures, securities, mutual funds, expenditures, incomes, disbursements and dividends).
Analyzing present market situation; predict dividend and interest and fund payouts.